Research Ethics
·
Codes:
o Nuremberg code:
§ Informed consent of subjects, and liberty to withdraw
§ Benefits to society (can‟t be got by other means)
§ Avoid unnecessary suffering and injury
§ Degree of risk not greater than potential benefit of problem to be
solved
§ Only conducted by scientifically qualified persons
o Declaration of Helsinki: 1964, revised 1975. Main difference: required to be supervised by medically qualified person
· Experiments on people that won‟t benefit current patients
o If study not sound then won‟t answer questions Þ risk not
worth it and waste of resources
o Informed consent by participants
o Ensure study remains ethical in progress Þ „stop‟ criteria and monitoring of interim results
o „Therapeutic Research‟ a misnomer (although used in Declaration of
Helsinki). In research, if the patient happens to benefit that‟s coincidental.
Research subject gives up normal expectation of tailored treatment.
· Placebos:
o „Equipoise‟: randomisation only ethical if there is justifiable
uncertainty of merit between intervention and control – but reasonable
possibility that the new treatment is better than placebo
o Must be significant knowledge to be gained from a placebo trial
·
Implications of randomisation
o Severs normal connection between patient and individually tailored
treatment
o Must be able to break the code if things don‟t go as expected
·
Investigator requirements:
o Competence
o Moral Character? Hard to specify
or enforce
o Conflicts of interest:
§ Intrinsic: interested in gaining knowledge verses care for the patient
§ Extrinsic: funding, reputation
§ Clinical equipoise
·
Balancing harms and benefits:
o Principle of non-maleficence
o Healthy problems: only very small risk acceptable. Problem of financial
inducements (attract people to take too much risk?)
o Extrapolation from healthy volunteers not always possible
·
Equitable subject selection:
o Respect for people (informed consent)
o Principle of justice (equal sharing of benefits and burdens)
o Vulnerable groups: reduced capacity to protect their own interests: eg
incompetent, dying, minority groups, 3rd world countries (but nothing in ethical codes to preclude their use –
justification becomes harder as degree of risk and degree of vulnerability
increases)
·
Therapeutic orphans:
o = Drugs not licensed for some groups, eg:
o Children: difficulties of doing research on children. So package says “not recommended” ® informed consent issues for the doctor and patient
o Women: pregnancy and lactation, financial implications of teratogen
testing
·
Problems with informed consent:
o People often don‟t easily understand things like randomisation
o People often reticent to ask questions
·
Role of Ethics Committees:
o No statutory requirement for ethical review – but defacto requirement
o Composition: Lay chairperson, 50% lay membership (following Cartwright)
o Should journals publish research that hasn‟t undergone ethical review:
§ For: if its sound, would deprive society of valuable information and would require the study to be repeated
§ Against: journal editors should be ethical gatekeepers
·
Problems with Prof Greens
cervical cancer experiment:
o Poor study design but still approved
o Consent not gained from patients
o Study not monitored properly (should have been stopped due to evidence
of harm)
o Concerns of other doctors not acted on properly
·
Questions it raises:
o To whom should the doctor be accountable: their own conscience, patients or colleagues
o Women were vulnerable, being examined by men Þ
asymmetry of power exaggerated
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